Publications
Global Association of Risk Professionals (GARP)
2018
2017
Institutional Investor
2016
2015
2013
2011-2014
- Settlement with the Feds Leaves Steve Cohen Unsettled, November 8, 2013
- The Feds Turn Up the Heat on Steve Cohen, July 25, 2013
Institutional Investor Alpha
- Upfront: What Does the SEC Really Want from Hedge Funds, September 23, 2013
Institutional Investor Money Management Intelligence
- Liquid Alternatives, Crackdown on New Mom and Pop Funds, December 5, 2014
- Operational Game Changers to Combat Rogue Trading, April 14, 2014
- Washington Impasse and Macro Risks, November 25, 2013
- Compliance, Regulatory, and Reporting Risks Under a Charged Environment, June 23, 2013
Global Association of Risk Professionals (GARP)
2011-2016
- Economic and Risk Implications Of the Trump Presidency, December 19, 2016, Macro Risks on the US Presidential Election, October 13, 2016
http://www.garp.org/#!/risk_intelligence/operational/political/the-washington-beat/a1Z40000003NWF4EAO
- Macro Risks on the US Presidential Election, October 13, 2016
http://www.garp.org/#!/risk_intelligence/operational/political/the-washington-beat/a1Z40000003LVp0EAG
- The Financial Choice Act: A Guide to the Republican Do Over of Dodd/Frank, August 15, 2016
http://www.garp.org/#!/risk_intelligence/culture-governance/compliance/the-washington-beat/a1Z40000003CZfYEAW
- FINRA and SEC 2016 Exam Priorities, February 5, 2016
http://www.garp.org/#!/risk-intelligence/all/all/a1Z400000031i8fEAA
- Registered Investment Advisers- The New Anti-Money Laundering Sentinels, December 11, 2015
http://www.garp.org/#!/risk-intelligence/all/all/a1Z400000031T1qEAE
- Cyber Security in the Hot Seat, September 11, 2015
http://www.garp.org/#!/risk-intelligence/all/all/a1Z40000002wNc8EAE
- Conflicts of Interest- An Ongoing Regulatory Challenge, June 30, 2015
https://www.linkedin.com/pulse/conflicts-interest-ongoing-regulatory-challenge-amy-poster/
- Revisiting TARP: Five Years On, October 16, 2013
- Lessons Not Learned-The Role of Operational Risk in Rogue Trading, June 2012 (Top Story for 2012)
http://api.ning.com/files/umoMew7Pfq*zDTb-K1UvOMvOXKzCWHu8WqNiBxi5e88qI6vUDorPyZmYUd*QoVXLmjAtin6jOZ8oeUe3iTfewqr9b2lCFohy/LessonsNotLearnedRiskProJune20121.pdf
- TARP Scorecard: A Financial and Risk Overview, August 8, 2011