{"id":12,"date":"2017-10-24T12:01:37","date_gmt":"2017-10-24T16:01:37","guid":{"rendered":"http:\/\/www.alphapacstr.com\/?page_id=12"},"modified":"2019-06-21T16:33:47","modified_gmt":"2019-06-21T20:33:47","slug":"services","status":"publish","type":"page","link":"https:\/\/www.alphapacstr.com\/services\/","title":{"rendered":"Services"},"content":{"rendered":"<h2>Services<\/h2>\n<h4>Internal Audit, Risk, and Regulatory Consulting<\/h4>\n<ul>\n<li>Conduct risk assessments across the enterprise, perform gap analysis and remediation plan<\/li>\n<li>Design and implement operational risk controls and governance structures under COSO standards<\/li>\n<li>Perform independent review and assist outside auditors on the annual certification of the financial statements<\/li>\n<li>CCAR and Capital Planning: Provide audit assurance on capital plan submission to comply with FRB and PRA regulatory authorities<\/li>\n<li>Prepare Form PF and Form ADV<\/li>\n<li>Create business metrics and dashboards to monitor daily operational performance<\/li>\n<li>Address operational gaps and deficiencies stemming from gaps found from a Pre-SSAE 16 review (formerly SAS 70) on a firm\u2019s internal controls<\/li>\n<li>Advising on regulatory requirements related to the Dodd-Frank Act, SEC, and FINRA rules<\/li>\n<li>Assist the Regulatory Relations team with regulatory examinations and inquiries including Federal Reserve Board, FRBNY, New York State Department of Financial Services, SEC, FINRA, and CFTC<\/li>\n<li>Identify training needs and develop training materials and programs designed to ensure that corporate function has a high level of awareness of applicable legal\/regulatory requirements\/expectations<\/li>\n<\/ul>\n<h4>Operational Due Diligence and Risk Assessment for Private Funds and Private Equity Funds<\/h4>\n<ul>\n<li>Review all relevant documentation on overall business and ongoing operations: fund documentation, policies and procedures, and marketing materials<\/li>\n<li>Perform onsite visits to meet with key stakeholders and evaluate operational infrastructure<\/li>\n<li>Perform service provider review of key performance indicators and monitoring plan<\/li>\n<li>Perform background checks on principals to ensure compliance and investigate red flags<\/li>\n<\/ul>\n<h4>Thought Leadership<\/h4>\n<ul>\n<li>Draft original technical content on current relevant risk and regulatory topics via whitepapers and articles<\/li>\n<li>Assist clients in the publication of thought leadership content in industry publications<\/li>\n<li>Draft discussion topics and content to increase social media presence on Linkedin and Twitter<\/li>\n<li>Design and develop corporate newsletter<\/li>\n<\/ul>\n<h4>Conference and Panel Event Management<\/h4>\n<ul>\n<li>Design and execute customized conferences and panels utilizing industry experts and focusing on timely industry topics<\/li>\n<li>Facilitate introductions to corporate partners and media outlets<\/li>\n<li>Draft press releases<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>Services Internal Audit, Risk, and Regulatory Consulting Conduct risk assessments across the enterprise, perform gap analysis and remediation plan Design and implement operational risk controls and governance structures under COSO standards Perform independent review and assist outside auditors on the annual certification of the financial statements CCAR and Capital Planning: &hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"ngg_post_thumbnail":0},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v20.6 - 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